author: Mr. Justice Marshall

text:
    PERNELL v. SOUTHALL REALTY
    No. 72-6041.
    Argued February 19, 1974
    Decided April 24, 1974
    Mabshall, J., delivered the opinion of the Court, in which Brennan, Stewart, White, Blackmtjn, Powell, and Rehnqtjist, JJ., joined. Burger, C. J., and Douglas, J.,'concurred in the result.
    , Norman C. Barnett argued the cause for petitioner. With him on the briefs was Michael Boudin.

      Herman Miller .argued the cause for respondent. With him on the brief was Michael Ross

        Allen. G. Siegel and Daniel C. Kaufman filed a brief for the Apartment House Council of Metropolitan Washington, Inc., as amicus curiae urging affirmance.

   Mr. Justice Marshall

delivered the opinion of the Court.

The question presented in this case is whether the Seventh Amendment guarantees the right to trial by jury in an action brought in the' District of Columbia for the recovery of possession of real property. In May 1971, petitioner, Dave Pernell, entered into a lease agreement with respondent, Southall Realty, for the rental of a house in the District of Columbia. In July 1971, Southall filed a complaint in the Superior Court for the District of Columbia seeking to evict Pernell from the premises for alleged nonpayment of rent. Suit was brought under D. C. Code §§ 16-1501 through 16-1505, which establish a procedure for the recovery of possession of real property. In his answer, Pernell denied that rent was owing, asserted that Southall maintained the premises in an unsafe, unhealthy, and unsanitary condition in violation of the housing regulations of thé District of Columbia, and alleged that Southall breached an agreement to waive several months’ rent in exchange for Pernell’s making certain improvements on the property. Pernell also claimed a setoff of $389.60 for repairs made to bring the premises into partial compliance with the District’s housing regulations and a counterclaim of $75 for back rent paid.

In his answer, Pernell also requested a trial by jury. The trial judge, however, struck the jury demand, tried the case himself, and entered judgment for Southall. Pernell appealed to the District of Columbia Court of Appeals, claiming that the Seventh Amendment guaranteed the right to trial by jury in all cases brought under § 16-1501 and, alternatively, that he was entitled to a jury trial in this case by virtue of the counterclaim and setoff specified in his answer. The Court of Appeals affirmed, 294 A. 2d 490 (1972), holding that jury trials are not guaranteed by the Seventh Amendment in landlord7tenant cases predicated on nonpayment of rent or some other breach of the lease where the only remedy sought is repossession of the rented premises. Id., at 496. The court also held that if Pernell wished to litigate his counterclaim for damages before a jury, he should have instituted a separate action rather than raise the counterclaim in the landlord’s action for repossession. Id., at 498.

Because of the novel nature of the Seventh Amendment question, we granted certiorari. 411 U. S. 915 (1973). We reverse.

I

Although the statutory cause of action now codified in § 16-1501 dates back to 1864, it was unnecessary until recently for any court to pass upon the Seventh Amendment question now before us. Prior to 1970, D. C. Code § 13-702 preserved the right to jury trial “[w]hen the amount in controversy in a civil action . . . exceeds $20, and in all actions for the recovery of possession of real property . . . .” See, e. g., Kass v. Baskin, 82 U. S. App. D. C. 385, 164 F. 2d 513 (1947). The matter now appears in a different light, however, since § 13-702 was repealed by the District of Columbia Court Reform and Criminal Procedure Act of 1970. See Pub. L. 91-358, §142 (5) (A), 84 Stat. 552.

We are met at the outset by the suggestion that, notwithstanding the repeal of § 13-702, it might still be possible to interpret the relevant statutes as providing for a right to jury trial. It is, of course, a “ ‘cardinal principle that this Court will first ascertain whether a construction of the statute is fairly possible by which the [constitutional] question may be avoided.’ ” United States v. Thirty-seven Photographs, 402 U. S. 363, 369 (1971).

The Court of Appeals recognized that “Congress did not make clear what it intended by the repeal of this section.” 294 A. 2d, at 491. Although the legislative history on this question is meager, an argument can be made that Congress in 1970 harbored no intent to do away with jury trials, but rather repealed § 13-702 as a housekeeping measure in the belief that jury trials would continue to be afforded in all cases previously covered by that section, including actions for the recovery of possession of real property. The'Court of Appeals, however, appears to have been of the view that, regardless of congressional intent, it was no longer possible to interpret the relevant statutes as providing a right to jury trial in light of the outright repeal of § 13-702. In its view, after 1970 the right to jury trial had to stand on constitutional ground if it were to stand at all. We find ourselves bound, by that court’s analysis of the effect of the 1970 Act in the circumstances of this case.

This Court has long expressed its reluctance to review decisions of the courts of the District involving matters of peculiarly local concern, absent a constitutional claim or a problem of general federal law of nationwide application. See, e. g., Griffin v. United States, 336 U. S. 704, 717-718 (1949); Fisher v. United States, 328 U. S. 463, 476 (1946). See also Miller v. United States, 357 U. S. 301, 306 (1958). In the past, this reluctance has typically been expressed with regard to positions taken by the courts , of the District on common-law questions of evidence and substantive criminal law. But in view of the restructuring of the District’s cou'rt system accomplished by the Court Reform Act in 1970, we believe the same deference is owed the courts of the District with respect to their interpretation of . Acts of Congress directed toward the local jurisdiction.

One of the primary purposes of the Court Reform Act was to restructure the District’s court system so that “the District will have a court system comparable to those of the States and other large municipalities.” H. R. Rep. No. 91-907, p. 23 (1970). Prior to 1970, the District’s local courts and the United States District Court and Court of Appeals for the District of Columbia Circuit, unlike their counterparts in the several States, shared a complex and often confusing form of concurrent jurisdiction, with loc¿l-law matters often litigated in the United States District Court and decisions of the District of Columbia Court of Appeals reviewable in the United States Court of Appeals for the District of Columbia Circuit. See generally ibid.

The 1970 Act made fundamental changes in this structure. The District of Columbia Court of Appeals was made the highest court of the District, “similar to a state Supreme Court,” and its judgments made reviewable by this Court in the same manner that we review judgments of the- highest courts of the several States. See ibid. See also Pub. L. 91-358, § 111, 84 Stat. 475, codified at D. C. Code § 11-102; § 172 (a)(1), 84 Stat. 590, amending 28 U. S. C. § 1257. The respective jurisdictions of the newly created Superior Court of the District of Columbia and of the United States District Court for the District of Columbia were adjusted so as to “result in a Federal-State court system in the District of Columbia analogous to. court systems in the several States.” H. R. Rep. No. 91-907, supra, at 35.

This new structure plainly contemplates that the de cisions of the District of Columbia Court of Appeals on. matters '-of local law — both common law and statutory law — will be treated by this Court in a manner similar to the way in which we treat decisions of the highest court of a State on questions of state law. Congressional Acts directed toward the District, like other federal laws, admittedly come within this Court's Art. Ill jurisdiction, and we'are therefore not barred from reviewing the interpretations of those Acts by the District of Columbia Court of Appeals in the same jurisdictional sense that we are barred from reconsidering a state court's interpretation of a state statute. See, e. g., O’Brien v. Skinner, 414 U. S. 524, 531 (1974); Memorial Hospital v. Maricopa County, 415 U. S. 250, 256 (1974). But the new court structure certainly lends additional support to our longstanding practice of not overruling the courts of the District on local law matters “save in exceptional situations where egregious error has been committed.”. Fisher v. United States, 328 U. S., at 476; Griffin v. United States, 336 U. S., at 718. This principle, long embedded in practice and now supported by the clear intent of Congress in enacting the 1970 Court Reform Act, must serve as our guide in the present ease. As no such obvious error was committed here, we must accept the Court of Appeals’ conclusion that the right to jury trial must stand or fall on constitutional ground after the repeal of § 13-702. Accordingly, it is to the Seventh Amendment issue' that we now turn.

II

District of . Columbia Code § 16-1501 provides a remedy “[w]hen a person detains possession of real property without right, or after his right to possession has ceased . . . .” The statute is not limited to situations where a landlord seeks to evict a tenant, but may be invoked by any “person aggrieved” by a wrongful detention of property. Ibid. See also infra, at 379. Under the statute, when a verified complaint is filed by the person aggrieved by the detention, the Superior Court of the District of Columbia may issue a summons to the defendant to appear and show cause why judgment should not be given against him for the restitution of possession. This summons must be served seven days before the day fixed for the trial of the action. § 16-1502. If, after the trial, it appears that the plaintiff is entitled to possession, judgment and execution for possession shall be awarded in his favor with costs. If, on the other hand, the plaintiff nonsuits or fails to prove his case, the defendant shall have judgment and execution for his costs. See § 16-1503.

The Seventh Amendment provides: “In Suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall.be preserved . . . .” Like other provisions of the Bill of Rights, it is fully applicable to courts established by Congress in the District of Columbia. See Capital Traction Co. v. Hof, 174 U. S. 1, 5 (1899).

This Court has long assumed that actions to recover land, like actions for damages to a person or property, are actions at law triable to a jury. In Whitehead v. Shattuck, 138 U. S. 146, 151 (1891), for example, we recognized that

“[i]t would be difficult, and perhaps impossible, to state any general rule which would determine, in all cases, what should be deemed a suit in equity as distinguished from an action at law . . . ; but this may be said, that, where an action is simply for the recovery and possession of specific real or personal property, or for the recovery of a money judgment, the action is one at law.”

See also Scott v. Neely, 140 U. S. 106, 110 (1891); Ross v. Bernhard, 396 U. S. 531, 533 (1970).

Respondent suggests, however, that these precedents should be limited to actions to recover property where title is in issue and that actions brought under § 16-1501 should be distinguished as actions for the recovery of possession where claims of title are irrelevant. The distinction between title to and possession of property, of course, was well recognized at common law. See Grant Timber & Mfg. Co. v. Gray, 236 U. S. 133, 134 (1915). But however relevant it was for certain purposes, it had no bearing on the right to a jury trial. The various forms of action which the common law developed for the recovery of possession of real property were also actions at law in which trial by jury was afforded.

Over the course of its history, the common law developed several possessory actions. Among the earliest of these was the assize of novel disseisin which developed in the latter half of the 12th century and permitted one •who had been recently disseised of his tenement to be put back into seisin by judgment of the King's court.Trial by assize represented one of the earliest forms of trial by jury. After the plaintiff lodged his complaint, a writ would issue bidding the sheriff to summon 12 good and lawful men of the neighborhood to “recognize” before the King’s justices whether the defendant had unjustly disseised the plaintiff of his tenement. Like the modern cause of action embodied in § 16-1501, novel disseisin was a summary procedure designed to mete out prompt justice in possessory disputes.

Writs of entry, dating from about the same period, were developed to encompass situations not covered by the assize of novel disseisin. Novel disseisin, for example, was applicable only where the defendant gained possession wrongfully by putting the plaintiff out of seisin. Writs of entry, in contrast, permitted recovery where the defendant entered into possession lawfully but no longer had rightful possession. Indeed, one of the writs of entry, the writ of entry ad terminum qui praetmt, could be used by a plaintiff to recover lands from a defendant,who had originally held them for a term of years, which term had expired. The writ, in other words, embodied a cause of action quite similar to that encompassed in § 16-1501. Significantly for present purposes, it is clear that either party could demand a jury trial.

Both of these forms of action, though not legally abolished until well. into, the 19th century, had fallen into disuse by the time our Constitution was drafted. By then, ejectment had become the most important possessory action. Ejectment originated as a very narrow remedy, designed to give the lessee of property a cause of action against anyone who ejected him, including his lessor. But by a. variety of intricate fietions, ejectment eventually developed into the primary means of trying either the title to or the right to possession of real property.

In particular, ejectment became the principal means employed by landlords to evict tenants for overstaying the terms of their leases, nonpayment of rent, or other breach of lease covenants. Had Southall Realty' leased a home in London in 1791 instead of one in the District of Columbia in 1971, it no doubt would have used ejectment to seek to remove its allegedly defaulting tenant. And, as all parties here concede, questions of fact arising in an ejectment action were resolved by a jury.

Notwithstanding this history, the Court of Appeals reasoned that an action under § 16-1501 was not the “equivalent” of an action of ejectment. 294 A. 2d, at 492. It noted that another section of the D. C. Code sets forth a more specific action of ejectment. Moreover, the expedited character of a, § 16-1501 proceeding was seen as contrasting sharply with the archaic limitations and cumbersome procedures that marked the common-law action of ejectment. Ibid. Since, in its opinion', neither § 16-1501 nor its equivalent existed at common law, the Court of Appeals held that the Seventh Amendment did not guarantee the right to jury trial.

In our view, this analysis is fundamentally at odds with the test we have formulated for resolving Seventh Amendment questions. We recently had occasion to note that while “the thrust of the Amendment was to preserve the right to jury trial as it existed in 1791, it has long been settled that the right extends beyond the common-law forms of action recognized at that time.” Curtis v. Loether, 415 U. S. 189, 193 (1974). The phrase “suits at common law” includes not only suits . •'

“which the common law recognized among its old and settled proceedings, but suits in which legal rights were to be ascertained and determined, in contradistinction to those where equitable rights alone were recognized, and equitable remedies were administered .... In a just sense, the amendment then may well be construed to embrace all suits which are not of equity and admiralty jurisdiction, whatever may be the peculiar form which they may assume to settle legal rights.” Parsons v. Bedford, 3 Pet. 433, 447 (1830) (emphasis in original).

Whether or not a close equivalent to § 16-1501 existed in England in 1791 is irrelevant for Seventh Amendment purposes, for that Amendment requires trial by jury in actions unheard of at common law, provided that the action involves rights and remedies of the sort traditionally enforced in an action at law, rather than in an action in equity or admiralty. See Curtis v. Loether, supra, at 195.

The proceeding established by § 16-1501, while á far cry in detail from die common-law action of ejectment, serves the same essential function — to permit the plaintiff to evict one who is wrongfully detaining possession and to regain possession himself. As one commentator has noted, while statutes such as § 16-1501 were “unknown to the common law . . . [t]hey are designed as statutes for relief, not to create new causes of action. The evident intention is to give this summary relief in those cases where . . . the action of ejectment would lie.” Indeed, the courts of the District themselves have frequently characterized the action created in § 16-1501 as a “substitute” for an .ejectment action. Moreover, it appears that every action recognized in 1791 for the recovery of possession of property carried with it the right to jury trial. Neither respondent nor the Court of Appeals was able to point to any equitable action even remotely resembling § 16-1501. Since the right to recover possession of real property governed by § 16-1501 was a right ascertained and protected by courts at common law, the Seventh Amendment preserves to either party .the right to trial by jury.

in

Respondent argues, however, that the closest historical analogue to § 16-1501 was neither an action at law nor an action in equity, but rather a forcible entry and detainer statute enacted in the reign of Henry VI. See 8 Hen. 6, c. 9 (1429). That statute made it unlawful to “make any forcible Entry in Lands and Tenements, or other Possessions, or them hold forcibly.” § II. Justices of the peace were directed to enforce its provisions. If complaint were made, they were to inquire into the matter and any persons found holding a place forcibly were to “be taken-and put in the next Gaol, there to remain convict by the' Record of the same Justices or Justice, until they have made Fine and Ransom to the King.” § I. The justices of the peace were also empowered “to reseize the Lands and Tenements so entered or holden as afore, and shall put the Party so put out in full Possession of the same Lands and Tenements . . . .” § III.

While respondent’s argument is lent some support by the fact that § 16-1501 is presently captioned “Forcible Entry and Detainer,” closer examination of the pertinent history reveals that respondent has misconstrued the actual relationship between the two statutes.

The first, predecessor of § 16-1501 was the Act of July 4, 1864, c. 243, 13 Stat. 383. That Act provided a remedy for three separate situations: “when forcible entry is made”; “when a peaceable entry is made and the. possession unlawfully held by force”; and “when possession is held without right, after the estate is determined by the terms of the lease by its own limitation, or by notice to quit, or otherwise •. . . .” See id., § 2.

There is no question but that the first two of these remedies — for forcible entry or for peaceable entry followed by possession unlawfully held by force — can be traced directly to the statute of Henry VI. The Eng-, lish statute,' however, had no provision like that in the 1864 Act specifically designed for landlord-tenant disputes.

In 1953, Congress amended the, 1864 Act and did away entirely with the provisions ■ relating to forcible entry and peaceable entry with possession unlawfully held by force which can be traced to the English statute. See Act of June 18, 1953, c. 130, 67 Stat. 66. In its place, Congress enacted a general provision dealing with unlawful detention of property which could be invoked, like § 16-1501 today, “[w]henever any person shall detain possession of real property without right, or after his right to possession shall have ceased . . . .” Ibid.

Not only is the historical nexus between the two-statutes weak, it is also evident that the English forcible entry and detainer statute arid § 16-1501 serve totally different functions. While the English statute provided for the restitution of possession in appropriate cases, it was essentially a criminal provision, prosecuted through the usual criminal process. The gravamen of the offense was the use of violence in obtaining or detaining possession. The question in an action brought under the English statute was not who had the better right to possession. If one with the better right" used force to oust another, he could be made to relinquish possession to the party he ousted and would be remitted to seeking legal process to obtain his rightful possession. As Blackstone states, there was no “inquiring into the merits of the .title: for the force is the only thing to be tried, punished, and remedied . . . .”

In contrast, § 16-1501 is not a criminal action intended to redress the use of force, but rather was designed as a general civil remedy to determine which of two parties has the better legal right to possession of real estate. And, in this respect, § 16-1501 is not limited, as was the .1864 Act, to landlord-tenant disputes, but has been held to encompass, for example, suits by a purchaser at a foreclosure sale to evict the former owner, by the heir of property to evict the current occupant, and by a tenant in common seeking to share possession of the premises.

Even were we to accept respondent's contention that the statute of Henry VI provides the closest common-law analogue for § 16-1501, that would lend no support to its argument that no right to jury trial should be recognized in actions under § 16-1501. The fact of the matter is that, jury trials before justices of the peace were afforded in actions to recover possession of property brought under the statute of Henry VI. Indeed, the statute itself provides for jury trials.

Respondent claims, however, that this trial by jury before a justice of the peace was not a trial by jury as that concept came to be established in the Seventh Amendment. Respondent relies primarily on our decisión in Capital Traction Co. v. Hof, 174 U. S. 1 (1899), where the Court held that trial by a jury before a justice of the peace presiding over a small claims suit in the District of Columbia was not a trial by jury in the constitutional sense. This Court reasoned in Hof that the District’s justice of the peace

“was not, properly speaking, a judge, or his tribunal a court; least of all, a court of record. The proceedings before him were not according to the course of the common law____ [The Act which permitted him to try cases with a jury] did not require him Jo superintend the course of the trial or to instruct che jury in matter of law; nor did it authorize him, upon the return of their verdict, to arrest judgment upon it, or to set it aside, for any cause whatever; but made it his duty to enter judgment upon it forthwith, a.s a thing of course. - A body of men, so free from judicial control, was not a common law jury; nor was a trial by them a trial by jury, within the meaning of the Seventh Amendment to the Constitution.” Id., at 38-39.

We think respondent’s reliance on Hof is misplaced. Although containing broad language to this effect, see id., at 18, Hof does not stand for the proposition that a trial by jury before a justice of the peace was totally unknown at common law. Rather, Hof relied on the fact that at common law, justices of the peace had no jurisdiction, whatever over civil suits similar to the small claims action involved in that case. Id., at 16. A trial before a justice of the peace in this kind of case, with or without a jury, was .therefore unknown at common law, and could not have been within the contemplation of . the Seventh Amendmént. Id., at 18.

The Court recognized in Hof, however, that English justices of the peace did have criminal. ;jurisdiction. Id., at 16. And, as we have seen, this" criminal -jurisdiction- extended to trial of forcible entry and detainer and included trial by jury. History plainly reveals that a trial by jury before a justice of the peace in England, . unlike trial before a justice of the peace in the District of ■Columbia, was a júry trial in the full constitutional sense. English justices of the peace were required to be learned in the law. They were judges of record and their courts, courts of record. The procedures they followed differed in no essential manner from that of the higher court of assize held by the King’s judges. Trial by jury before the justices of the peace proceeded in the usual manner of a criminal trial by jury in the King’s court.- Respondent’s attempted analogy between § 16-1501 and the English forcible entry and detainer statute, rather than cutting against a right to jury trial.in the present ease, lends further support tó our conclusion that § 16-1501 encompasses rights and remedies which were enforced, at common law, through trial by jury.

IY

The Court of Appeals also relied on our opinion in Block v. Hirsh, 256 U. S. 135 (1921), where we-faced a challenge to the constitutionality of a statute transferring actions to recover possession, of real property from the courts to a rent control commission. It was there argued that the statute deprived both landlords and tenants of their right to trial by jury. The Court, speaking through Mr. Justice Holmes, rejected this suggestion:

• “The statute is objected to on the further ground that landlords and tenants are deprived by it of a trial by jury on the right to possession of the land. If the power of the Commission established by the statute to regulate the relation is established, as we think it is, by what we have said, this objection .amounts to little. To regulate the relation and to decide the facts affecting it are hardly separable.” Id., at 158.

The Court,of Appeals reasoned that we “could scarcely have made this observation if the right to jury trial was conferred by the Constitution.” 294 A. 2d, at 496. We think, the Court of Appeals misunderstood the rationale of this case. Block v. Hirsh merely stands for the principle that the Seventh Amendment is generally inapplicable in administrative proceedings, where jury trials would be incompatible with the whole concept of administrative adjudication.. See Curtis v. Loether, 415 U. S., at 194. See also NLRB v. Jones & Laughlin Steel Corp., 301 U. S. 1 (1937). We may assume that , the Seventh Amendment would not be a bar to a congressional effort to entrust landlord-tenant disputes, including those over the right to possession, to an administrative agency. Congress has not seen fit to do so, however, but rather has provided that actions under § 16-1501 be brought as ordinary civil actions in the District of Columbia’s court of general jurisdiction. Where it has done so, and where the action involves rights and remedies recognized at common law, it must preserve to parties their right to a jury trial. Curtis v. Loether, supra, at 195.

The Court of Appeals appeared troubled by the burden jury trials might place on the District’s court system and by the possibility that a right to jury trial would conflict with efforts to expedite judicial disposition of landlord-tenant controversies. We think it doubtful, however, that the right to a jury trial would significantly impair these important interests. As indicated earlier, the right to trial by jury was recognized by statute for over a century from 1864 to 1970, and it does not appear to have posed any unmanageable problems during that period.

ín the average landlord-tenant dispute, where the failure to pay rent is established and no substantial -defenses exist, it is unlikely that a defendant would request a jury trial. And, of course, the trial court’s power to grant summary judgment where no genuine issues,of material fact are in dispute provides-'a substantial bulwark against any possibility that a defendant will demand a jury trial simply as a means of delaying an évic,-tion. More importantly, however; we reject the notion that there is some necessary inconsistency between the desire for-speedy justice and the right.to jury trial.- We note, for example, that the Oregon landlord-tenant procedure at issue in Lindsey v. Normet, 405 U. S. 56 (1972), although providing for a trial no later than” six days after service of the complaint unless- the defendant pro-. vided security for accruing, rent, nevertheless guaranteed a right rto' jury trial. Many - other States similarly provide 'for trial by jury'in summary eviction proceedings.

Some delay, of course, is inherent in any fab-minded system of justice. A landlord-tenant dispute, like any other lawsuit, cannot be resolved with due process of law unless both parties have had a fait opportunity to present their cases. Our courts were never intended to serve as rubber stamps for landlords' seeking to evict their tenants, but rather to see that justice be done before a man is evicted from his home.

Reversed and remanded.

The Chief Justice and Mr. Justice Douglas concur in the result.

       In the District of Cohunbia, a tenant may defend against eviction proceedings for nonpayment of rent on the ground' that housing regulations have not been complied with and that the premises are not being maintained in a habitable condition by the landlord. See Javins v. First Nat. Realty Corp., 138 U. S. App. D. C. 369, 428 F. 2d 1071, cert. denied, 400 U. S. 925 (1970).

       See Act of July 4, 1864, c. 243, 13 Stat. 383. See also infra, at 377-378.

       The Senate version of the Court Reform Act retained a statutory guarantee of a right to jury trial almost identical to § 13-702. See S. 2601, 91st Cong., 1st Sess., §202 (Sept. 16, 1969). While the House bill, which was adopted by the Conference Committee, did not contain a similar provision, the House Report seems to indicate that. § 13-702 was not repealed in a conscious effort to change the practice of affording jury trial in actions to recover possession of real property, but was struck “as superfluous in light of constitutional jury trial requirements . ; . .” H. R. Rep. No. 91-907, p. 164 (1970). See also H. R. 16196, 91st Cong., 2d Sess., § 142 (5) (A) (Mar. 13, 1970); H. R. Conf. Rep. No. 91-1303 (1970). It appears then that Congress itself believed that jury trials were constitutionally required in all actions previously covered by § 13-702 and would continue to be provided in such actions.

       We do not .intend to imply that th@s>:District of Columbia Superior Court and Court of Appeals must be treated as state courts for all purposes. Cf. District of Columbia v. Carter, 409 U. S. 418 (1973). There are apparently several questions as yet unresolved concerning the relationship between the District of Columbia, local courts and the United States District Court and the United States Court of Appeals for the District of Columbia Circuit. .Among these are whether the United States District Court has jurisdiction under either 28 U. S. C. §2254 or §2255 to hear habeas corpus petitions or motions to vacate a sentence brought by persons in confinement by virtue of convictions had in the District of Columbia Superior Court 'and, if it does not, whether this Court has a special obligation .to resolve conflicts between the District's “local” and “federal” courts on questions of constitutional law raised in such petitions. See D. C. Code §§ 16-1901 through 16-,1909: Other unresolved questions involve the extent to which the principles of Younger v. Harris, 401 U. S. 37 (1971), and related cases apply to the relationship between the District's two court systems. See generally Sullivan v. Murphy, 156 U. S. App. D. C. 28, 50-54, 478 F. 2d 938, 960-964, cert. denied, 414 U. S. 880 (1973). We, of course, express no views on these issues.

       Prior to the enactment of the Court Reform Act in 1970, D. C. Code § 16-1504 provided that if the defendant in an action brought under § 16-1501 pleads title in himself or in another under whom he claims, and provides a surety to pay damages, costs, and reasonable intervening rent for the premises, the court (then the District of Columbia Court of General Sessions) shall certify 'the proceedings to the United - States District Court for the District of Columbia. Today, a rule of the Superior Court provides that when an issue of title intrudes in an action brought -under § 16-1501, the case is transferred from the Landlord and Tenant Branch which normally tries actions under § 16-1501 to the regular Civil Division. See 294 A. 2d 490, 492 and n. 8.

       See F. Maitland, The Forms of Action at Common Law 27-29 (1936); 1 F. Pollock & F. Maitland, The History of English Law 145-147 (2d ed. 1899); 3 W. Blaekstone, Commentaries *187-188. Novel disseisin, like the action now embodied in § 16-1501, was designed primarily as a possessory action to permit one who had been ejected from his land to be restored to possession. If the ejector wished to raise questions of title, he could proceed later in a separate action. See T. Plucknett, A Concise History of the Common Law 341 (4th ed. 1948). See also Grant Timber & Mfg. Co. v. Gray, 236 U. S. 133, 134 (1915). Cf. n. 5, supra.

       See, e. g., Maitland, supra, n. 6, at 83-84. Unlike the forcible entry and detainer remedy discussed infra, at 376-381, assizes of novel disseisin were presided over by a judge of the King’s court rather than a justice of the peace. See ibid. The use of itinerant justices of the King’s court to travel around the countryside on a regular basis to preside over the assizes was confirmed in Magna Carta, c, XII (1225). See also 1 Pollock & Maitland, supra, n, 6, at 155-156.

       In its origin trial by assize was slightly different from trial by jury as we know it today. In particular the jurors, or “recognitors” as they were then known, were summoned by the original writ and asked to answer a question posed by the writ itself as contrasted to the modem practice whereby jurors are not called into a case until it appears that questions of fact are raised by the pleadings. See generally T W. Holdsworth, A History of English Law 330-331 (1927). In course of time, however,'the recognitors summoned by the writ of novel disseisin assumed the functions of a mod *’ n jury. See 1 Pollock & Maitland, supra, n. 6, at 149; Maitland, supra, n. 6, at 35.

       See Maitland, supra, n. 6, at 29; M. Hale, The History of the Common Law 175 (4th ed. 1779).

       See Maitland, supra, n. 6, at 44-46; Plucknett, supra, n. 6, at 342-343.

         Id., at 343; Maitland, supra, n. 6, at 39; 3 Blackstone, supra, n. 6, at *183 n. z.

       Maitland, supra, n. 6, at 39.

       See 3 & 4 Will. 4, c. 27, §36 (1833).

       Maitland, supra, n. 6, at 47; Plucknett, supra, n. 6, at 354; 3 Blackstone, supra, n. 6, at *199.

       The classic fiction was used where two persons wished to try the title to land. One of them leased.it to an.imaginary person and the other leased it to another imaginary person. One imaginary lessee “ejects” the other, and in order to try vhe right to possession of the rival imaginary lessees, the court must necessarily decide which of the real lessors had title to the land. See Maitland, supra, n. 6, at 57; 3 Blackstone, supra, n. 6, at *199-204. Cf. M‘Arthur v. Porter, 6 Pet. 205, 211 (1832).

       See, e. g., Little v. Heaton, 1 Salk. 259, 91 Eng. Rep. 227 (Q. B. 1702); Roe d. West v. Davis, 7 East 363, 103 Eng. Rep. 140 (K. B. 1806); Right d. Flower v. Darby, 1 T. R. 159, 99 Eng. Rep. 1029 (K. B. 1786); Doe d. Spencer v. Godwin, 4 M. & S. 265, 105 Eng. Rep. 833, (K. E. 1815); Doe d. Ash v. Calvert, 2 Camp. 387, 170 Eng. Rep. 1193 (N. P. 1810). Indeed, the use of ejectment in landlord-tenant' disputes became so widespread that a statute was enacted to simplify its application to these rases. See 4 Geo. 2, c. 28 (1731).

       See Whitehead v. Shattuck, 138 U. S. 146 (1891). See also Doe d. Cheny v. Batten, 1 Cowp. 243, 98 Eng. Rep. 1066 (K. B. 1775); Goodright d. Charter v. Cordwent, 6 T. R. 219, 101 Eng. Rep. 520 (K. B. 1795).

       D. C. Code § 16-1124. This statute is apparently derived from 4 Geo. 2, c. 28, §§ 2-4 (1731). See n. 16, supra.

       See 3A G. Thompson, Real Property § 1370, pp. 718-719 (1959).

       See, e. g., Shapiro v. Christopher, 90 U. S. App. D. C. 114, 123, 195 F. 2d 785, 794 (1952); Service Parking Corp. v. Trans-Lux
        Radio City Corp., 47 A. 2d 400, 403 (D. C. Mun. App. 1946); Shipley v. Major, 44 A. 2d 540, 541 (D. C. Mun. App. 1945).

       Prior to 1864, landlord-tenant disputes in the District of Columbia were governed by a Maryland statute, Act of Maryland of 1793, c. 43, 2 W. Kilty, Laws of Maryland (1800), which was incorporated into the laws of the District by the Act of Feb. 27, 1801, c. 15, 2 Stat. 103.

       The 1864 Act was essentially the same as an 1836 Massachusetts statute. See Willis v. Eastern Trust & Banking Co., 169 U. S. 295 (1898). Those parts of the Massachusetts Act involving forcible entry and forcible detainer were derived from the English forcible entry and detainer statutes, including that of Henry VI. See Page v. Dwight, 170 Mass. 29 (1897); Boyle v. Boyle, 121 Mass. 85 (1876).

       Suits were brought, for example, in the name of the State. See, e. g., The King v. Wilson, 8 T. R. 357,101 Eng. Rep. 1432 (K. B. 1799); The King v. Harris, 1 Salk. 260, 91 Eng. Rep. 229 (K. B. 1699); The King v. Dormy, 1 Salk. 260, 91 Eng. Rep. 229 (K. B. 1700). The case was brought by way of indictment. See Ford’s Case, Cro. Jac. 151, 79 Eng. Rep. 132 (K. B. 1607); W. Woodfall, Landlord and Tenant 814 (12th ed. 1881).

       See The King v. Wilson, supra. It appears that in order for the entry to be forcible, it had to be accompanied by actual violence or terror, such as assault, the breaking open of doors, or the carrying away of the other party’s goods. See Woodfall, supra, n. 23. See also 4 Blackstone, supra, n. 6, at *148. The use of actual force was a prerequisite to recovery under the forcible entry and detainer provisions of the 1864 Act applicable to the District of Columbia prior to 1953. See Thurston v. Anderson, 40 A. 2d 342 (D. C. Mun. App. 1944).

       4 Blackstone, supra, n. 6, at *148. See Iron M. & H. R. Co. v. Johnson, 119 U. S. 608 (1887).

       See, e. g., Glenn v. Mindell, 74 A. 2d 835 (D. C. Mun. App. 1950); Surratt v. Real Estate Exchange, 76 A. 2d 587 (D. C. Mun. App. 1950); Sayles v. Eden, 144 A. 2d 895 (D. C. Mun. App. 1958).

       See, e. g., Mahoney v. Campbell, 209 A. 2d 791 (D. C. Ct. App. 1965).

       See, e. g., Bagby v. Honesty, 149 A. 2d 786 (D. C. Mun. App. 1959).

       See 4 Blackstone, supra, n. 6, at *148. See, e. g., Ford’s Case, Cro. Jac. 151, 79 Eng. Rep. 132 (K. B. 1607). C. Beard, The Office of Justice of the Peace in England 68 (1904).

       “And also when the said Justices or Justice make such Inquiries as before, they shall make, or one of them shall make, their Warrants and Precepts to be directed to the Sheriff of the same County, .commanding him of the King’s Behalf to cause to come before them, and every of them, sufficient and’indifferent Persons, dwelling next about the Lands so entered as before, to inquire of such Entries .....’’ 8 Hen. 6, c. 9, § IV (1429).

       See generally Beard, supra, n. 29, at 158-164; McVicker, The Seventeenth Century Justice of Peace in England, 24 Ky. L. J. 387, 392, 403-407 (1936).

       Respondent also relied on the fact that the procedure applicable to landlord-tenant disputes in the District of Columbia between 1801 and 1864, which had been incorporated from Maryland law, see n. 21, supra, also involved a jury' of 12 before a justice of the peace; The Maryland Act embodied a summary means of recovering possession of lands held by tenants after the expiration of their terms, and provided that upon complaint, two justices of the peace shall, through a sheriff, summon 12 good and lawful men of the country to appear before the justices to determine whether restitution of the land, should be made to the lessor. See Act of Maryland of 1793, c. 43, 2 W. Kilty, Laws of Maryland (1800).
      The Court of Appeals found that this mode of trial, like the procedure involved in Hof, -was something less than a trial by jury in the constitutional sense. It therefore reasoned that there was no unbroken history.. of trial by. jury in landlord-tenant actions in the-District of Columbia and believed this lent additional support to its conclusion that no jury trial was required by the Constitution. 294 A. 2d, at 495.
      We disagree. To begin with, the Maryland statute involves, a. specialized cause of action, limited to landlord-tenant disputes; quite different from § 16-1501, which, 'as indicated earlier, is a general provision encompassing all disputes over the possession of land. . See supra, at 379. Moreover, there is no indication, and the. court below did not find, that § 16-1501 or any. of its predecessor Acts were derived from this Maryland law. See supra, at 377-378. Whether or not jury trials were constitutionally required in the Maryland action after it was incorporated into the law of the District of Columbia, and whether or not the procedure actually afforded between 1801 and 1864 amounted to a full jury trial under our decision in Ho},- are therefore.irrelevant to the issue presented in this case. We have no occasion to. decide, over 100 years after the. fact, whether in suits brought between 1801 and 1864 under this.now defunct landlord-tenant statute, parties were .denied their Seventh Amendment rights. -'

       The Act of July 4, 1864, c. 243, 13 Stat. 383, contemplated. determination of the suit by a justice of thé peace with appeal to the Supreme Court of the District arid trial Me novo before a jury. See, e. g., Luchs v. Jones, 8 D. C. (1 MacArthur) 345 (D. C. Supreme Ct. 1874). Subsequent legislation, up to 1970, carefully' preserved the right to jury trial. See, e. g., Act of Mar. 3, 1901, c. 854, §§ 20-24 and 80, 31 Stat. 1193 and 1201; Act of Mar. 3, 1921, c. 125, § 3, 41 Stat. 1310.

         E. g., Ariz. Rev. Stat. Ann. § 12-1176 (1956); Cal. Civ. Proc. Code § 1171 (1972); Colo. Rule Civ. Proc. 38(a) (1970); Conn. Gen. Stat. Rev. § 52-463 (1973); Ga. Code Ann. §§ 105-1601, 105-1602 (1966); Ill. Rev. Stat., c. 57, § 11a (1973); Ind. Ann. Stat. § 3-1605 (1968); Kan. Stat. Ann. § 61-2309 (Supp. 1974); Ky. Rev. Stat. Ann. §383.210 (1972); Mich. Stat. Ann. § 27A.5738 (Supp. 1974); N. Y. Real Prop. Actions § 745 (1963); Ohio Rev. Code Ann. § 1923.10 (1968).


source: Caselaw Access Project

author: Mr. Justice Douglas Mr. Justice Rehnquist;

license: Public Domain

text:
    LEHMAN BROTHERS v. SCHEIN et al.
    No. 73-439.
    Argued March 19, 1974
    Decided April 29, 1974

    Douglas, J., .delivered'the opinion for a unanimous Court. Rehnquist, J., filed a concurring opinion, post, p. 392.

      James J. Hagan argued the cause for all petitioners. With him on the briefs for petitioner in No. 73-439 was Stephen P. Duggan. David Hartfield, Jr., and. Lama

      Banfield were on the brief for petitioner in No. .73 — 440. James V. Hayes, John E. Tobin, Richard Y. Holcomb, and Allan R. Freedman were on the briefs for petitioners in No. 73-195.

      Donald N. Ruby argued the' cause for all respondents. With him on the brief were Benedict Wolf, Edward A. Berman, and Victor R. Muskin.

       Together with No. 73—140, Simon v. Schein et al., and No. 73-495, Investors Diversified Services, Inc., et al. v. Schein et al., also on certiorari to the same court.

   Mr. Justice Douglas

delivered the opinion of the Court.

These cases are here on petitions for certiorari and raise one identical question.

These are suits brought in the District Court for the Southern District of New York. Lum’s, one of the respondents in the Lehman Bros. petition, is a Florida corporation with headquarters in Miami. Each W the three petitions, which we consolidated for oral argument, involves shareholders’ derivative suits naming Lum’s and others as defendants; and the basis of federal jurisdiction is diversity of citizenship, 28 "U. S. C. § 1332 (a)(1), about which there is no dispute.

The complaints allege that Chasen, president of Lum’s, called Simon, a representative of Lehman Bros., and told him about disappointing projections of Lum’s earnings, estimates that were confidential, not public. Simon is said to have told an emplayeé of IDS about them. On the next day, it is alleged that the IDS defendants sold 83,000 shares of Lum’s on the New York Stock Exchange for about $17.50 per share. Later that day the exchanges halted trading in Lum’s stock and on the next trading day it opened at $14 per share, the public being told that the. projected earnings Would be “substantially lower” than anticipated. The theory of the complaints was that Chasen was a fiduciary but used the inside information along with others for profit áhd that Chasen. and his group áre liable to Lum’s for their unlawful profits.

Lehman and Simon defended on the ground that the IDS sale was not made through them and that neither one benefited from the sales. Nonetheless plaintiffs claimed that Chasen and the other defendants were liable under Diamond v. Oreamuno, 24 N. Y. 2d 494, 248 N. E. 2d 910 (1969). Diamond proceeds on the theory that “inside” information Of an officer or director of a corporation is an asset of the corporation which had been acquired by th. insiders as fiduciaries, of the company and misappropl ted in violation of trust.

The District Court, looked to the choice-of-law rules of the State of New York, Klaxon Co. v. Stentor Electric Mfg. Co., 313 U. S. 487 (1941) , and held that the law of the State of incorporation'.governs the existence and extent of corporate fiduciary, obligations, as well, as the'liability for violation of them.- - Diamond. did, indeed, so indicate, 24 N. Y. 2d, at 503-504, 248 N. E. 2d, at 915.

-ThéFDistrict Court in examining'Florida law concluded' that, although the highest court in Florida;, has -.not considered the question, several district courts off appeal indicate that a complaint which fails to allege both wrongful gets and damage to the corporation must be dismissed. The District Court went on to consider whether If Florida followed the Diamond- rationale, defendants would be liable. It concluded that the present complaints go beyoijid Diamond, as Chasen, the only fiduciary of Lum’s involved in the suits, never sold any of his holdings on the basis of inside information. The other defendants were not fiduciaries of Lum’s. The’ District Court accordingly dismissed the complaints, 335 F. Supp. 329 (1971).

The Court of Appeals by a divided vote reversed the District Court. 478 F. 2d 817 (CA2 1973). While the Court of Appeals held that Florida law was controlling, it found none that was decisive. So it then turned to the law of other jurisdictions, particularly that of New York, to see if Florida “would probably” interpret Diamond to make it applicable here. The Court of Appeals concluded that the defendants had engaged with Chasen “to misuse corporate property,” id., at 822, and that the theory. of Diamond reaches that situation, “viewing ,the case as the Florida court would probably view it.” Ibid. There were emanations from other Florida decisions that made the majority oh the Court of Appeals feel that' Florida would follow that reading of Diamond. Such a construction of Diamond, the Court of Appeals said, would have “the prophylactic effect of providing a disincentive to insider trading.” Id., at 823. And so it would. Yet under the regime of Erie R. Co. v. Tompkins, 304 U. S. 64 (1938), a State can make just the opposite her law, providing there is no overriding federal rule which pre-empts state law by reason of federal curbs on trading in the stream of commerce.

The, dissenter on the Court of Appeals. urged that that court certify the state-law question to the Florida Supreme Court as is provided in Fla. Stat. Ann. § 25.031 and its Appellate Rule 4.61. 478 F. 2d, at 828. That path-is open to this Court and to any court of appeals of the United States. We have, indeed, used it before as have courts of appeals.

Moreover when state law does not make the certification procedure available, a federal court not infrequently will stay, its hand, remitting the parties to the state court to resolve the controlling state law on which the federal rule may turn. Kaiser Steel Corp. v. W. S. Ranch Co., 391 U. S. 593 (1968). Numerous applications of that practice are reviewed in Meredith v. Winter Haven, 320 U. S. 228 (1943), which teaches that the mere difficulty in- ascertaining local law is no excuse for remitting the parties to a state tribunal for the start of another lawsuit. We do not suggest that where there is doubt as to local law and where the certification procedure is available, resort to it is obligatory. It does, of course, in the long run save timé, energy, and resources and helps build a cooperative judicial federalism.' Its use in a given case rests in the sound discretion of the federal court.

Here resort to it would seem particularly appropriate in view of the novelty of the question and the great unsettlement, of Florida law, Florida being a distant State. When federal judges in New York attempt to predict uncertain Florida law, they act, 3s we have referred to ourselves on this Court in matters of state law, as “oufc siders” lacking the common exposure to local law .which comes from sitting in the jurisdiction.

“Reading the Texas statutes and the Texas decisions as outsiders without special competence in Téxas law, wé would have little confidence in our independent judgment regarding the application of that law to the present situation. The lower court did deny, that the Texas statutes sustained the Commission’s assertion of power. And this represents the view of an able and experienced circuit judge of the circuit which includes Texas and of two capable district judges trained in Texas law.” Railroad Comm’n v. Pullman Co., 312 U. S. 496, 499 (1941).

See also MacGregor v. State Mutual Life Assur. Co.; 315 U. S. 280, 281 (1942); Reitz v. Mealey, 314 U. S..33, 39 (1941).

The judgment of the Court of Appeals is vacated arid the cases are remanded so that that court may reconsider whether the controlling issue of Florida law should be certified to the Florida Supreme Court pursuant to Rule 4.61 of the Florida Appellate Rules.

So ordered.

Mr. Justice Rehnquist;

concurring.

The Court says that use of state court certification procedures by federal courts “does, of course, in the long run save time,' energy, and resources and helps build a cooperative judicial federalism.” Ante, at 391. It also observes that “[w]e do not suggest that where there is doubt as to local law and where the certification procedure is available, resort to it is obligatory,” ante, at 390-391, and further states, that “[i]ts use in a given case rests in the sound discretion of the federal court-.” Ante, at 391. I agree with each of these propositions,, but I think it appropriate to emphasize the scope of the discretion of federal judges in deciding whether to use such certification procédüres.

Petitioners here were defendants in the District Court. That court, applying applicable New York choice-of-law rules, decided, that Florida law governs the case and, finding that the respondents’ complaint requested relief which would extend the substantive law even beyond New York’s apparently novel decision in Diamond v. Oreamuno, 24 N. Y. 2d 494, 248 N. E. 2d 910 (1969), dismissed the complaint on the. merits. The Court of Appeals agreed that Florida law applied, but held that Florida law would permit recovery- on the claim stated by respondents. :The opinion of the dissenting judge of the-Court of Appeals, disagreeing with the majority’s analysis of Florida law, added in a concluding paragraph .that in light of the uncertainty of Florida law, the Florida certification procedure should have been utilized by thef Court of Appeals. On rehearing, petitioners requested the Court of Appeals to utilize this procedure, but they concede that, this is the first such request that they made. .Thus petitioners seek to upset the result of more than two years of'trial and appellate litigation on the basis of a point which they first presented to the Court of Appeals upon petition for rehearing. Cf. Hostetter v. Idlewild Liquor Corp., 377 U. S. 324, 329 (1964).

The authority which Congress has granted this Court to review judgments of the courts of appeals undoubtedly vests us not only with the authority to correct errors of substantive law, but to prescribe the method by which those courts go about deciding the cases before them. Western Pacific Railroad Case, 345 U. S. 247 (1953). But a sensible respect for the experience and competence of the various integral parts of the federal judicial system suggests that we go slowly in telling the courts of appeals or the district courts how to go about deciding cases where federal jurisdiction is based on diversity of citizenship, cases which they see and decide far more often than we do.

This Court has held that a federal court may not remit a diversity plaintiff to state courts merely because of the difficulty in ascertaining local law, Meredith v. Winter Haven, 320 U. S. 228 (1943); it has also held that unusual circumstances may require a federal court having jurisdiction of an action to nonetheless abstain from deciding doubtful questions of state law, e. g., Louisiana Power & Light Co. v. City of Thibodaux, 360 U. S. 25 (1959); Kaiser Steel Corp. v. W. S. Ranch Co., 391 U. S. 593 (1968) (per curiam). In each of these situations, our decisions have dealt with the issue of how to reconcile the exercise of the jurisdiction which Congress has conferred upon the federal courts with the important considerations of comity and cooperative federalism which are inherent in a federal system, both of which must be subject to a single national policy within the federal' judiciary.

At the other end of the spectrum, however, I assume it would be unthinkable to any of the Members of this Court to prescribe the process by which a district court or a court of appeals should go about researching a point of state law which? arises in a diversity case. Presumably the judges of the district courts and of the. courts of appeals are at least as capable as we are in determining what the Florida courts have said about' a particular question of Florida law.

State certification procedures are a very desirable means by which a federal court may ascertain. an undecided point of state law, especially where, as is the case in Florida, the question can be certified directly-to the court of last resort within the State. But in a purely diversity case such as this one, the usé of such a procedure is more a question of the considerable discretion of the federal court in going about' the decisionmaking process, than it is a question of a choice trenching upon the fundamentals of our federal-state jurisprudence.

While certification may engender less delay and create fewer additional expenses for litigants than would abstention,. it entails more delay and expense than would-an ordinary decision of the state question on the merits by the federal court. See Clay v. Sun Insurance Office, 363 U. S. 207, 226-227 (1960) (dissenting opinion). The Supreme Court of Florida has promulgated an. appellate fule, Fla. Appellate Rule 4.61 (1967),.which provides that upon certification by a federal court to that court, the parties shall file briefs there according to a specified briefing schedule, that oral argument may be granted upon application, and that the parties shall pay the costs of the certification. Thus while the. certification procedure is more likely to produce the correct determination of state law, additional time and money are required to achieve such a determination.

If a. district court or court of appeals believes that it can resolve an issue of state law with available research materials already at hand, and makes the effort to do so, its. determination should not be disturbed simply because the certification procedure existed but was not used. The question of whether certification on the facts of this case, particularly in view of the lateness of-its suggestion by petitioners, would have advanced the goal of. correctly disposing of • this -'litigation on the state law issue is one which I would leave, and I understand that the Court would leave, to the sound judgment of the court making the initial choice. But siiice the Court has today for the first time expressed its view as to the use of certification procedures by the federal courts, I agree that it is appropriate to vacate the judgment of the Court of Appeals and remand the cases in order that the Court of Appeals may réconsider certification in light of the Court’s opinion.

       Investors Diversified Services, Inc., Investor^ Variable Payment Fund, Inc., and IDS New Dimensions Fund, Inc., were defendants in the Schein case. Of those, only. Investors Diversified Services, Inc., is a defendant in the other derivative action brought by Gregorio. The dismissal of the third derivative action (GiLdenhorn) was not pursued on appeal.
      One Sit and one Jundt, defendants alleged to be employees of IDS, Inc., were dismissed from the case by the District Court for lack of personal jurisdiction. There was no appeal from that' dismissal.

         E. g., Palma v. Zerbey, 189 So. 2d 510, 511 (Fla. App. 1966).

       The District Court also held that whether Chasen would be liable not for profiting himself from the inside information but for revealing it to' others could not be reached as Chasen, a nonresident of New York, had not been properly served.

       See, e. g., Quinn v. Phipps, 93 Fla. 805, 113 So. 419 (1927).

         Aldrich v. Aldrich, 375 U. S. 249 (1963); Dresner v. City of Tallahassee, 375 U. S. 136 (1963).

        Trail Builders Supply Co. v. Reagan, 430 F. 2d 828 (CA5 1970); Gaston v. Pittman, 413 F. 2d 1031 (CA5 1969); Martinez v. Rodriquez, 410 F. 2d 729 (CA5 1969); Moragne v. States Marine Lines, Inc., 409 F. 2d 32 (CA5 1969), rev’d on other grounds, 398 U. S. 375 (1970); Hopkins v. Lockheed Aircraft Corp., 394 F. 2d 656 (CA5 1968); Life Ins. Co. of Virginia v. Shifflet, 380 F. 2d, 375 (CA5 1967); Green v. American Tobacco Co., 325 F. 2d 673 (CA5 1963); Sun Insurance Office v. Clay, 319 F. 2d 505 (CA5 1963) The Fifth Circúit’s willingness to certify is in part a product of frequent state court repudiation of its interpretations of state law. See the cases summarized in United Services Life Ins. Co. v. Delaney, 328 F. 2d 483, 486-487 (CA5 1964) (Brown, C. J., concurring).

       Certification procedures are available in several States, including Colorado, Colo. Appellate Rule 21.1 (1970); Hawaii, Haw. Rev. Stat. §602-06 (1969); Louisiana, La. Rev. Stat. Ann. §13:72.1 (Supp. 1973); Maine, Me. Rev. Stat. Ann., Tit. 4, §57 (1964); Maryland, Md. Ann. Code, Art. 26, § 161 (Supp. 1973); Massachusetts, Mass. Sup. Jud. Ct. Rule 3:21 (1973); Montana, Mont. Sup. Ct. Rule 1 (1973); New Hampshire, N. H. Rev. Stat. Ann. §490 App. R. 20 (Supp. 1973); and Washington, Wash. Rev. Code Ann. §§ 2.60.010-2.60.030 (Supp. 1972).

       See Wright, The Federal Courts and the Natiire and Quality of State Law, 13 Wayne L. Rev. 317 (1967); Kurland, Toward a Co-Operative Judicial Federalism: The Federal Court Abstention Doctrine, 24 F. R. D. 481 (1960); Note, Inter-Jurisdictional Certification: Beyond Abstention Toward Cooperative Judicial Federalism, 111 U. Pa. L. Rev. 344 (1963); Note, Florida’s Interjurisdietional Certification:- A Reexamination To Promote Expanded National Use, 22 U. Fla. L. Rev. 21 (1969).

      Fla. Appellate Rule 4.61 (1967) provides'in part:
      “f. Costs of Certificate. The. costs of the certificate and filing fee shall be equally divided between the parties unless otherwise ordered by this Court.
      “g. Briefs and Argument. The appellant or moving party in the federal court shall file and serve upon its adversary its brief on the question certified within 30 days after the filing of said certificate in the appellate court of this state- having jurisdiction. The appellee or responding party in the federal court shall file and serve upon its adversary its brief within 20 days after the receipt of appellant’s or moving party’s brief and a reply brief shall be filed within 10 days thereafter.
      “h. Oral Argument. Oral argument may be granted upon application and, unless for good cause shown the time be enlarged by special order of the Court prior to the hearing thereon, the parties shall be allowed the «ame time as in other causes on the merits.”